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SEC Rule 10b-5
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571	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. TP[removed]December 18, 2012 Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, ALPS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-19 09:42:09 Financial markets United States securities law Funds Exchange-traded funds Securities regulation in the United States Short Securities Exchange Act Security SEC Rule 10b-5 Financial economics Investment Finance
572	PDF Document Add to Reading List Source URL: www.ca11.uscourts.gov Language: English - Date: 2013-11-01 15:08:10 Government Jury instructions SEC Rule 10b-5 Uniformed Services Employment and Reemployment Rights Act Disparate treatment Juries Law Federal Rules of Civil Procedure
573	SEC Complaint: Sheldon R. Simon Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-14 14:34:32 Government Financial regulation SEC Rule 10b-5 Securities regulation in the United States Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
574	Microsoft Word - 13-317bsacUnitedStates Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-06-22 06:25:07 Basic Inc. v. Levinson SEC Rule 10b-5 Stoneridge Investment Partners v. Scientific-Atlanta Securities Litigation Uniform Standards Act Securities Act U.S. Securities and Exchange Commission Scienter Securities regulation in the United States Erica P. John Fund Inc. v. Halliburton Co. United States securities law Law Private Securities Litigation Reform Act
575	Bateman Eichler, Hill Richards, Inc. v. Berner, 472 U.S[removed]S.Ct. 2622, 86 L.Ed.2d 215, 53 USLW 4737, Fed. Sec. L. Rep. P 92,063 Rule 10b-5 unless tippee owes corresponding duty to disclose the information. Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-06-26 11:43:49 United States Securities and Exchange Commission Financial regulation Financial system Financial economics SEC Rule 10b-5 In pari delicto Insider trading Securities Exchange Act Fact United States securities law Corruption 73rd United States Congress
576	No[removed]IN THE Supreme Court of the United States ———— HALLIBURTON CO. AND DAVID LESAR, Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-06-21 07:49:57 Basic Inc. v. Levinson Central Bank of Denver v. First Interstate Bank of Denver Amicus curiae Case law Law SEC Rule 10b-5 United States securities law
577	Halliburton Co. v. Erica P. John Fund, Inc., 2013 WL[removed]2013 WL[removed]U.S.) (Appellate Petition, Motion and Filing) Supreme Court of the United States. HALLIBURTON CO. and David Lesar, Petitioners, v. Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-06-20 04:05:10 Erica P. John Fund Inc. v. Halliburton Co. SEC Rule 10b-5 Citation signal Stoneridge Investment Partners v. Scientific-Atlanta Misrepresentation Contract Securities fraud Class action Law Contract law Basic Inc. v. Levinson
578	[removed]cr(L), [removed]cr(CON), [removed]cr(CON) United States v. Vilar, et al. UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT August Term, 2013 Add to Reading List Source URL: www.ca2.uscourts.gov Language: English - Date: 2013-08-30 10:04:16 Amerindo Investment Advisors 73rd United States Congress United States Securities and Exchange Commission SEC Rule 10b-5 Economy of the United States United States José A. Cabranes Mail and wire fraud Fraud United States securities law Law Alberto Vilar
579	Halliburton Co. and David Lesar v. Erica P. John Fund, Inc., 2013 WL[removed]2013 WL[removed]U.S.) (Appellate Brief) Supreme Court of the United States. HALLIBURTON CO. AND DAVID LESAR, Petitioners, v. Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-06-21 12:13:37 Case law Economy of the United States Erica P. John Fund Inc. v. Halliburton Co. Private Securities Litigation Reform Act SEC Rule 10b-5 Stoneridge Investment Partners v. Scientific-Atlanta Misrepresentation Matrixx Initiatives Inc. v. Siracusano David J. Lesar Halliburton Law Basic Inc. v. Levinson
580	NO[removed]In the Supreme Court of the United States ________________ Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-06-17 20:07:26 Business United States securities law Central Bank of Denver v. First Interstate Bank of Denver Basic Inc. v. Levinson Stoneridge Investment Partners v. Scientific-Atlanta Public Company Accounting Oversight Board SEC Rule 10b-5 Private Securities Litigation Reform Act American Institute of Certified Public Accountants Accountancy Auditing Finance

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